Investor Awareness

Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. ● KYC is one time exercise while dealing in securities markets — once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. ● No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. ● Prevent Unauthorized Transactions in your demat account. Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day. Issued in the interest of investors. ●

Complaints Data

Monthly Annexure B data as required under SEBI Master Circular Clause 78.3. Updated by the Compliance Officer no later than the 7th of each month.

📊Monthly Complaints Report (Annexure B)

Current month's complaints data in the SEBI-prescribed Annexure B format, covering complaints received, disposed and pending for both trading (broker) and DP services.

If the document does not display, open it directly in Google Drive.

📋About This Data

As per SEBI Master Circular Clause 78.3 and the Investor Charter Circular dated 21 February 2025, all SEBI-registered stock brokers are required to publish monthly complaints data on their website.

Data covers complaints received through all channels: direct (email/phone), exchange investor services, SCORES 2.0 and SMART ODR.

Queries on complaints data: compliance@sankalpcares.com • 9330266650